Compliance Analyst at Vanguard, Los Angeles, California

Company Overview: Vanguard is a renowned leader in the banking and finance industry, providing investment management services to clients worldwide. With a commitment to integrity, excellence, and client focus, Vanguard has established itself as a trusted partner for individuals and institutions seeking financial growth and stability. Key Responsibilities For Compliance Analyst: - Conduct regular compliance audits to ensure adherence to regulatory requirements and internal policies. - Analyze and interpret laws and regulations impacting the banking and finance industry. - Develop and implement compliance procedures and guidelines to mitigate risks. - Collaborate with cross-functional teams to address compliance issues and provide guidance on best practices. - Prepare reports and presentations on compliance findings for senior management review. Required Qualifications: - Bachelor's degree in Finance, Business Administration, or related field. - 2+ years of experience in compliance within the banking or financial services industry. - Strong understanding of regulatory frameworks such as SEC, FINRA, and AML regulations. - Excellent analytical skills with the ability to interpret complex legal documents. - Detail-oriented mindset with a proactive approach to problem-solving. Desired Skills: - Professional certification in compliance (e.g., CRCM, CAMS) is a plus. - Experience with compliance software and tools for monitoring and reporting. - Knowledge of international compliance standards and regulations. - Strong communication skills to effectively liaise with internal and external stakeholders. - Ability to adapt to changing regulatory landscapes and industry trends. Compensation & Benefits: The annual salary range for the Compliance Analyst position at Vanguard in Los Angeles, California, is $70,000 - $90,000, commensurate with experience and qualifications. In addition to competitive pay, Vanguard offers a comprehensive benefits package including health insurance, retirement plans, paid time off, and professional development opportunities. How to Apply: To apply for the Compliance Analyst role at Vanguard in Los Angeles, please visit our careers page on the company website and submit your resume along with a cover letter highlighting your relevant experience and qualifications. We appreciate your interest in joining the Vanguard team and look forward to reviewing your application.