Compliance Analyst at Vanguard, Los Angeles, California

Company Overview:
Vanguard is a renowned leader in the banking and finance industry, providing investment management services to clients worldwide. With a commitment to integrity, excellence, and client focus, Vanguard has established itself as a trusted partner for individuals and institutions seeking financial growth and stability.

Key Responsibilities For Compliance Analyst:
- Conduct regular compliance audits to ensure adherence to regulatory requirements and internal policies.
- Analyze and interpret laws and regulations impacting the banking and finance industry.
- Develop and implement compliance procedures and guidelines to mitigate risks.
- Collaborate with cross-functional teams to address compliance issues and provide guidance on best practices.
- Prepare reports and presentations on compliance findings for senior management review.

Required Qualifications:
- Bachelor's degree in Finance, Business Administration, or related field.
- 2+ years of experience in compliance within the banking or financial services industry.
- Strong understanding of regulatory frameworks such as SEC, FINRA, and AML regulations.
- Excellent analytical skills with the ability to interpret complex legal documents.
- Detail-oriented mindset with a proactive approach to problem-solving.

Desired Skills:
- Professional certification in compliance (e.g., CRCM, CAMS) is a plus.
- Experience with compliance software and tools for monitoring and reporting.
- Knowledge of international compliance standards and regulations.
- Strong communication skills to effectively liaise with internal and external stakeholders.
- Ability to adapt to changing regulatory landscapes and industry trends.

Compensation & Benefits:
The annual salary range for the Compliance Analyst position at Vanguard in Los Angeles, California, is $70,000 - $90,000, commensurate with experience and qualifications. In addition to competitive pay, Vanguard offers a comprehensive benefits package including health insurance, retirement plans, paid time off, and professional development opportunities.

How to Apply:
To apply for the Compliance Analyst role at Vanguard in Los Angeles, please visit our careers page on the company website and submit your resume along with a cover letter highlighting your relevant experience and qualifications. We appreciate your interest in joining the Vanguard team and look forward to reviewing your application.